Regulatory & Statutory Information | Ulpian Data

Regulatory & Statutory Information

Ulpian Data services and advice are generic and strategic. They do not include “regulated activities” in terms of SI 2001 No. 544 nor “insurance mediation”. Any specific investment related content arises as part of broader professional service provision.

The firm’s principal has in the past held FSA/FCA controlled functions: CF1, CF10, CF11, CF3 and CF8 under RI KXW01130. Through his associated law firm he holds a current Solicitors Regulation Authority practising certificate 105383.

Instructions are only accepted on the firm’s terms of business which include disclaimers and limitations.

VAT Number: 756925684

Registered Office: Ulpian Data Ltd., 3 Castlegate, Grantham, Lincolnshire, NG31 6SF

Company Registration Number: 8450171

Ulpian Data Ltd | Regulatory & Statutory Information